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Dechert LLP

Dechert LLP

Investment Management Financial Services Associate

3-7 PQE · June 8, 2026 (5 months ago)

Dechert LLP

Dechert LLP

Investment Management Financial Services Associate

3-7 PQE · June 8, 2026 (5 months ago)

Salary

$260,000

Employment type

Full-time

Practice area

Banking · Broker-Dealer · Investment Management · Securities

Location

Charlotte

Overview

  • Role requires a strong understanding of federal securities laws.
  • The team advises financial services firms, asset managers, and investment funds, representing clients from small start-up and boutique operations to some of the world’s largest financial institutions.
  • The practice advises clients on a wide range of fund structures and regulatory matters, including cross-border registration, regulatory examinations and enforcement, broker-dealer matters, and issues involving blockchain and digital assets.
  • Knowledge of the Investment Company Act and/or Investment Advisers Act is required.
  • Experience with exchange-traded funds, interval funds, business development companies, global asset management regulation, broker-dealer, commodities, and/or digital assets work is a plus.
  • Prior experience at a large law firm, in-house, or a regulatory agency is preferred.

View this job posting on the firm's site.

Last updated: November 10, 2026

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  • Ren Casey
    Ren Casey

    Slate Legal Recruiting

    Ren Casey

    Ren Casey

    Slate Legal Recruiting

    James Ring joined DLA’s Raleigh office in the Corporate group.

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