The Insurance Regulatory and Compliance practice advises global, national, and regional insurance companies, private equity sponsors, healthcare systems, and other enterprises on sophisticated regulatory and transactional matters.
The practice handles a full spectrum of insurance regulatory issues, providing strategic guidance on compliance, corporate transactions, business initiatives, M&A, joint ventures, and other strategic transactions involving insurance companies and related businesses.
The team counsels clients on developing compliance programs, internal controls, risk mitigation strategies, and day-to-day regulatory compliance, including analyzing state insurance laws and advising on financial reporting and operational compliance.
Associates gain hands-on experience advising on insurance regulatory filings and approvals, insurance holding company compliance, formation and licensure of insurers, and market entry into new jurisdictions.
Associates also gain meaningful exposure to regulatory interactions, including responding to insurance department inquiries, assisting with market conduct and financial examinations, and supporting clients in administrative proceedings.
The role requires providing legal services related to complex commercial and corporate transactions, regulatory inquiries, regulatory reporting, and day-to-day regulatory compliance issues.
Key requirements include a working knowledge of state and federal insurance laws, strong technical drafting skills for complex commercial transactions (e.g., M&A, joint ventures), and experience drafting agreements, opinion letters, regulatory filings, policies, and procedures.
Required experience also includes researching laws, regulations, and sub-regulatory guidance to counsel clients across the US, and working with regulatory agencies or for insurance companies/enterprises involved in the business of insurance.

Insurance Regulatory and Compliance Associate

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